FINRA starts exams for non-traded BDCs

The US regulator governing broker-dealers is seeking information from unlisted business development companies to ensure their suitability for retail investors.

ByAnastasia Donde

11 August 2016•2 mins read

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Fund Managers Fundraising North America Regulation & Legal BDC Fund Management

FINRA starts exams for non-traded BDCs

Blue Owl Capital

Golub Capital Partners

KKR